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Senior Counsel, Corporate Securities & Public Company Attorney
Refer job# WUOA159133
 
Senior Counsel, Corporate Securities & Public Company Attorney The candidate will advise on public company and corporate securities law matters and related compliance, including SEC reporting, NASDAQ compliance, and public disclosures. Will work closely with the Finance and Investor Relations team on financial reporting and disclosures, including earnings releases, Form 10-Q and 10-K reports and investor or credit rating agency presentations. Provide legal support for capital markets and capital raise transactions, including deal execution. Provide legal support for public disclosures, including Form 8-K reports. Communicate with and/or advise the CEO, CFO, General Counsel and the Audit Committee on securities-related matters. Provide legal and governance support for the Audit Committee of the Board of Directors. Assist with other financial disclosures required under applicable bank regulatory or other requirements. Advice on securities-related matters in connection with equity incentive, deferred compensation and other compensation plans. Assist with M&A transactions and bank regulatory matters, as needed.

The candidate should have 10+ years of experience (either in-house or law firm). Must have superior writing and verbal communication and presentation skills. Must have strong strategic thinking and commercial and legal judgment. The ability to apply legal knowledge towards practical business solutions is required. J.D. from a top-tier school and excellent academic credentials is needed. Must have active membership in good standing in at least one state bar, preferably California or New York.
 
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