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Counsel, Regulatory Compliance
Refer job# LGIM162307
 
Counsel, Regulatory Compliance The candidate will engage in the rulemaking process directly with regulators, and negotiate and advocate for favorable interpretations and adoption of administrative rules. Will track and document firm's regulatory compliance obligations across jurisdictions. ***and advise on regulatory compliance issues that impact firm's Operations, Marketing, Finance and Product teams. Communicate regulatory compliance requirements and offer guidance to other teams, including Comms, Product, Public Policy, Customer Support, and other teams within the Legal department.

The candidate should have a JD degree and active membership in a State Bar with good standing. Must have 5+ years of experience working in a legal or compliance role. Experience working with or for regulatory agencies essential. Excellent problem-solving capabilities, judgment, communication (written and verbal) and interpersonal skills needed. Experience appearing before public regulatory agencies or representing parties in administrative proceedings is a plus.
 
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