Attorney And Vp For Global Markets And International Counsel Jobs in New_York - 163530 | Submit Resume | General Counsel Consulting
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YOUR WINDOW TO A WORLD OF OPPORTUNITIES
 
Attorney And Vp For Global Markets And International
Refer job# EQEP163530
 
Attorney and VP for Global Markets and International Responsibilities: Assisting in providing general legal support to the Sales/Trading function primarily for Equities Execution Services, as well as Advisory Sales functions, with an emphasis on drafting and negotiating client-facing trading and market access agreements; commission management/soft dollar agreements; clearing agreements; as well as other onboarding documentation. Coordinating with front line units and legal partners for similar or related products and services in Global Markets and International. Coordinating and responding to queries from the business and other administrative and control functions on legal matters relating to or arising out of Sales and Trading functions for Global Markets and International. Coordinating and responding to Requests for Information/ Due Diligence Questionnaires received from clients and counterparties. Assisting in the maintenance of a documentation library for various forms, as well as retaining and indexing negotiation-related documents. Along with Compliance, providing guidance on the interpretation and implementation of laws, rules and regulations and Firm policies, procedures and guidelines. Identifying changes and impacts in regulations or market developments and updating the business and other functions. Engaging and managing outside counsel, as necessary. Liaising with the litigation and regulatory investigations team as needed to address investigations, disputes and litigation matters. Sharing and assisting in the management of know-how with other members of the global legal team in all other regions (US, Latin America, Europe and Asia Pacific). Developing a relationship with the local lines of business as a trusted strategic partner to the business. Providing sophisticated and practical advice to the business.

Qualifications: Should be admitted to NY Bar. Experience with an internationally known law firm (or in the house at an investment bank or similar financial services provider) with significant experience advising on commercial agreements, licensing, intellectual property, and/or regulatory matters involving corporate, securities and banking law matters, with an emphasis on secondary trading markets. Basic understanding of U.S. equities market structure, with an emphasis on electronic trading and market access arrangements, as well as commission management services. Excellent interpersonal skills. Desired Qualifications: Must have 3-5 years of experience in the above-referenced practice area. Experience in drafting and negotiating commercial agreements, particularly with clients, with at least a basic knowledge of US securities laws, rules, and regulations. Knowledge of derivatives products and related documentation a plus.
 
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