In-house Sec Compliance And Governance Counsel Counsel Jobs in Florida - 163596 | Submit Resume | General Counsel Consulting
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In-house Sec Compliance And Governance Counsel
Refer job# GXJU163596
In-House SEC Compliance and Governance Counsel The candidate will advise members of senior management and business functions on SEC and NYSE compliance and corporate governance. Advise investor relations, corporate and product communications, and corporate financial reporting functions on disclosure and securities matters, including in connection with press releases, investor presentations, management presentations and periodic filings. Ensure compliance with SEC and other securities-related regulatory requirements applicable to publicly traded companies, including the Sarbanes-Oxley Act, Dodd-Frank Act, Regulation FD, and stock exchange listing standards. Support the preparation and review of SEC filings, including registration statements, Forms 10-K, 10-Q and 8-K, proxy statements and Section 16 reporting. Assist with administration of the company insider trading policy and review Section 16 forms and Rule 144 forms. Assist in overall corporate secretarial matters, including preparation of notices, agendas, and materials for the board of directors and committee meetings, and the preparation for annual shareholder meetings. Provide counseling and training regarding Regulations, insider trading, conflict of interest and related party transactions review. Provide legal support for the finance department including working on debt offerings, credit facilities, dividend and stock repurchase programs and charitable support or foundations. Support the stock administration team, including review of equity incentive plans. Manage the D&O Questionnaire process, including updating questionnaires, coordinating distribution, review of completed questionnaires for disclosure issues. Support Investor Relations and manage the company Insider Trading Policy and Communications Policies. Other duties as assigned.

The candidate must have public company SEC compliance experience. Should have 5-7 years of public company experience in-house or with a law firm and a desire to move in-house. Health Care experience is a plus. Must be admitted to the Florida Bar or eligible under its admissions rules. Juris Doctor from an accredited law school. Local south Florida preferred.

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