Investment Management Compliance Associate (attorney) Counsel Jobs in Illinois - 163795 | Submit Resume | General Counsel Consulting
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Investment Management Compliance Associate (attorney)
Refer job# CAAO163795
 
Investment Management Compliance Associate (Attorney) Duties: Drafting and proofreading investment adviser compliance manuals and stand-alone policies and procedures. Assistance with and preparation of Form ADVs. Preparation, drafting and proofreading of annual reviews under Advisers Act 206(4)-7. Review of marketing materials. Draft internal weekly summaries of recent SEC cases. Draft quarterly client newsletters. Preparation of client employee training decks. Legal research and draft memorandum. Proofreading. Client social media reviews. Client website reviews.

Qualifications: Highly organized and extremely detail oriented. Independent and confident. Comfortable in a non-traditional legal role (i.e., business consulting advice). Able to take direction. Self-starter, proactive and action-oriented. Good communication skills. Not afraid to ask questions. Strong problem solving skills. Hard worker, ambitious and dedicated. Willing to work in a small office environment. Great attitude and a strong desire to succeed. Enthusiastic, optimistic and passionate. Honest, responsible, reliable and accountable. Able to work remotely. Law degree. Must have 3-5 years experience working with registered investment advisers, specifically private equity, venture capital and/or hedge funds. General knowledge of the Investment Advisers Act of 1940 and SEC compliance.
 
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This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity. Assisting you is our highest priority.

Please be assured that none of your materials will be forwarded to any employer without your consent. Of course, all inquiries are kept strictly confidential.
 
 

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