Wealth Management Alternative Investments/Private Securities Attorney The candidate will be drafting and negotiating placement agent or other distribution agreements, custom fund offerings, servicing agreements, review of offering documents (e.g., Private Placement Memorandum, Limited Partner Agreements, Subscription Agreements, Side Letters, etc.) and ongoing fund communications, as well as working with external counsel when needed. Working on transactions involving the distribution of co-investments, secondaries, and direct private securities offerings. Advising on legal obligations arising in connection with corporate governance, investor relations, fundraising, and investing activities. Reviewing marketing materials and investor presentations (including track record data). Reviewing early-stage transaction documents (NDAs, term sheets, agreements). Reviewing and negotiating client account documentation related to alternative investment products and services and ongoing corporate communications. Reviewing and interpreting relevant statutes, rules, and regulations applicable to wealth management products and services. Maintaining form agreements as well as working on discrete projects, regulatory inquiries, fund maintenance, and other matters as appropriate.
The candidate should have a J.D. degree. Should have 5+ years of relevant experience at a top-quality law firm and/or in-house experience, preferably with a financial services firm (including a bank, broker-dealer, investment advisory firm, private equity, real estate, or hedge fund). Experience with alternative investments, in particular with private equity or other illiquid asset classes. Experience with co-investments, direct investments, and/or secondary transactions in private securities. Experience reviewing and interpreting statutes, rules,s, and regulations, with knowledge of U.S. securities laws a plus (including the Investment Advisers Act of 1940, Securities Act of 1933 (including Regulation D), the Securities Exchange Act of 1934, and the Investment Company Act of 1940). Experience on broker-dealer/FINRA matters is a plus, along with related experience with applicable ERISA and tax issues. Should have experience in complex transactions and projects and must be able to work independently when needed and also collaborate with cross-functional groups. Professional maturity, confidence, presence, and initiative. Excellent judgment and analytical skills. Excellent oral and written communication skills. Strong interpersonal skills. Strong management and administrative skills. Teamwork and ability to multi-task in the fast-paced environment.
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