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General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Counsel Jobs > Avp, Counsel- Litigation And Arbitration (remote) Job in Massachusetts > Avp, Counsel- Litigation And Arbitration (remote)

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Avp, Counsel- Litigation And Arbitration (remote)

Refer job# AHJF171302

AVP, Counsel- Litigation and Arbitration (remote) The candidate will defend litigation and arbitration matters brought against the firm and its Financial Professionals. Evaluate legal and regulatory risk and exposure, control own calendar, draft pleadings, argue motions, manage discovery, and handle settlement negotiations and/or the trial or arbitration hearing. Work and communicate in a timely, effective manner with our in-house team of attorneys, paralegals and assistants, as well as outside counsel. Interpret and apply legal and regulatory guidance to defense of cases. Requires superior judgment and aptitude for reading and interpreting relevant legal precedents, statutes and industry regulations. Familiarity with brokerage or financial industry regulation and compliance a strong plus. Report and log all relevant case-related data into the company's case tracking system on a timely, accurate and consistent basis. Be able to promptly summarize and report on matters for management review and consideration. Adapt quickly to dynamic environments and independently manage multiple litigation and arbitration caseload assignments and deadlines, plus other assignments, cases and projects within the team. Advise our internal business partners about risk areas and provide legal guidance regarding firm policies and procedures. Monitor insurance status of claims and participate in claims meetings and negotiations where applicable. Handle internal and external client and outside counsel contacts in a timely, professional, courteous, and confidential manner. Juris Doctorate degree from an ABA-accredited law school. Licensed member in good standing of the state bar in which Licensed member in good standing of the state bar in which you are located while working for LPL. At least 2 to 5 years of arbitration/litigation experience, preferably serving the financial services industry in the broker-dealer and investment advisory field. Clear, effective and efficient communication abilities, including video presentations, and excellent writing skills, with a demonstrated ability to work well with other people. Strong strategic, tactical, organizational and dispute resolution negotiation skills with a proven ability to multi-task and prioritize work in a fast-paced, high pressure environment. Ability to travel and work on legal proceedings as needed, sometimes on short notice. Proficient computer knowledge in Microsoft Office suite applications, including Word, Excel, PowerPoint and other litigation-related systems.

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