Corporate Lending Senior Compliance Officer Counsel Jobs in California - 24880 | Submit Resume | General Counsel Consulting
General Counsel Consulting
About us Attorney resources Employer resources Job listings Submit resume Contact Us
General Counsel Consulting
Sign In
Email:
Password:
Forgot your password?
New User?
Signup
GCC
General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.
 
Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC
 

Jobs for Law Students
Law Student - Law Firm in San Jose, CA
USA-CA-San Jose
File Clerk The candidate will be organizing and filing documents for client files. Creating compute.... [more]


Law Student - In-House in San Mateo, CA
USA-CA-San Mateo
Winter Intern ? Tax Services The candidate will serve as members of client service teams. Interns a.... [more]


Law Student - In-House in Chicago, IL
USA-IL-Chicago
Intern - Tax Services The intern will be exposed to a wide variety of projects and industries. Will.... [more]


Articles By
Harrison Barnes From
BCG Attorney Search

 

 
Click here
 

Job of the Day
Trust & Estate Admin Attorney - Remote California
Newport Beach California United States

"Certain beneficiaries and trustees lacking legal counsel that we fund trust loans for, generally for tax relief and property buyout purposes -- need help from an attorney.  Your fees are paid by the family trust.  Contact us ASAP..."   We are ...


In House Legal Job Listings

YOUR WINDOW TO A WORLD OF OPPORTUNITIES
 
California - Corporate Lending Senior Compliance Officer
Refer job# NIY424880
 
Corporate Lending Senior Compliance Officer
The candidate will report to the Bank's Head of Capital Markets and Corporate Banking Compliance (HCMCBC) Officer, the CCL Senior Compliance Officer is responsible for ensuring that the Bank's Corporate and Commercial Lending lines of business (which handle bilateral and syndicated lending by the Bank in several industry sectors, including oil and gas, utilities, entertainment, diversified industries and others) develop, implement, and maintain business unit compliance programs in accordance with the Bank's Regulatory Compliance Policy and Program and all applicable laws and regulations. Will develop and maintain written policies, procedures, and processes; perform ongoing risk assessments; conduct periodic monitoring and testing; oversee communication and training; drive compliance-related process change enhancements; and interface with senior management in the corporate/commercial lending division, as well as members of other Bank risk management functions. Maintain close and effective relationships with CCL management teams and serve as a trusted adviser to those teams as to compliance and regulatory matters. Act as the primary liaison between the Compliance Group and the Bank's Corporate/Commercial Lending unit, including in respect of BSA, privacy, testing and monitoring functions, and regulatory change management. Manage the establishment and ongoing maintenance of a focused CCL regulatory compliance risk management program, in accordance with Bank policy. Develop and/or enhance and document CCL compliance-related policies, procedures, processes, and internal controls. Ensure that CCL compliance-related policies, procedures, internal controls, and systems are fully established, operating, monitored and tested, as well as updated to comply with emerging regulatory requirements and expectations. Implement internal quality control processes, testing, and reporting designed to address CCL compliance-related risks.Provide periodic reports to Treasury senior management and the HCMCBC on issues, trends, exceptions, violations, and appropriateness of corrective actions. Maintain a current awareness of the regulatory environment and a working knowledge of State and Federal laws and regulations and applicable foreign laws. Identify specific CCL compliance-related training and communication needs and ensure established training goals are met. Participate in the development of new CCL products, services, policies or procedures to ensure proper consideration of regulatory compliance issues. Keep CCL Management informed of pertinent compliance-related information. Research compliance issues and problems and provide interpretations and clarifications. Coordinate regulatory examinations within CCL lines of business and serve as a liaison with regulatory staff. Coordinate remedial measures in response to issues raised in compliance examinations, audits, and quality control testing in CCL lines of business.

The candidate should have college degree. A J.D., M.A. or MBA would be highly desirable. Must have 5+ years of corporate banking compliance, audit, risk management or legal experience in the corporate/wholesale banking or financial services industry. Should have strong knowledge of State and Federal laws and regulations related to CCL lines of business, including ECOA/Reg B, FCRA, Fair Housing Act, Flood Insurance, Appraisal regulations, Regulation O, antitying, lending limit, insider trading, Regulation W, and other applicable OCC and Federal Reserve regulations and authority. Must have strong product knowledge regarding commercial loan origination, syndication, distribution and enforcement matters, as well as loan sales, letter of credit facilities, tax exempt bond financings, swaps and derivatives. Should have experience handling issues relating to material non-public information (MNPI), information walls, conflicts and multiple role issues. Must have strong knowledge of compliance requirements for corporate banking operations. Experience interfacing with banking and securities regulators is required.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 

Shoot for the moon. Even if you miss it, you will land among the stars.