Corporate Counsel, Brokerage And Markets Counsel Jobs in New_York - 150352 | Submit Resume | General Counsel Consulting
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Transactional Real Estate and Finance Attorney / Outsourced In-House Counsel
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In House Legal Job Listings

Corporate Counsel, Brokerage And Markets
Refer job# JTDI150352
Corporate Counsel, Brokerage and Markets Duties: Draft, review and negotiate offering and disclosure documentation related to private offerings of securities, including issuer buy-backs and third-party tender offers, and advise on trading and regulatory aspects related to these transactions. Draft, review and update third-party vendor and technology agreements. Draft review and update various other documents and materials for products and services offered, including client communications and marketing materials. Work on a variety of issues centered around compliance, business development, marketing and commercialization of technology solutions and products. Work closely with the compliance team to develop creative approaches to managing legal and regulatory risks . Provide support as needed to the other members of the legal team, and collaborate effectively with internal stakeholders and outside counsel. Assist with the coordination and collaborative interaction with regulatory agencies and handling of regulatory agencies inquiries and examinations.

Qualifications: Admission to the New York Bar. 2 years' working for a top law firm, government agency, or in-house experience at a financial institution. Experience with the regulatory scheme surrounding private securities issuance and trading - primary and secondary private offerings of equity, including drafting and negotiation of all related agreements and offering and disclosure documentation. Understanding of laws and regulations that apply to financial products, brokerage services, and laws relating to the commercialization of technology solutions. Experience in representing issuers and underwriters is beneficial. Experience drafting and negotiating commercial contracts with a focus on technology agreements. Experience with broker-dealer regulation strongly preferred. Ability to distill complex legal concepts into simple, actionable recommendations. Ability to manage and handle sensitive and confidential information with the highest levels of integrity, ethical standards, discretion and sound judgment. Strong communication skills combined with the ability to work under tight deadlines. High level of integrity, attention to detail and excellent writing, communication and interpersonal skills. Team player, able to collaborate across various teams and levels and form strong working relationships with colleagues and counterparties in a fast-paced work environment.

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