Corporate Securities Attorney The candidate will be working closely with the Chief Legal Officer while supporting the legal team with securities transactions and financing activities. Responsible for managing the securities reporting obligations of the company ( 33 Act and 34 Act) and ensure compliance with all securities rules and regulations. Managing the securities reporting obligations of the company ( 33 Act and 34 Act). Ensuring compliance with securities laws, rules and regulations, including listing standards. Preparing and filing Forms 8-K, 10-Q and 10-K, registration statements, Section 16 filings, 10b5-1 trading plans, annual proxy statements, and all related filings. Assisting with maintaining governance policies and practices, including those related to insider trading, corporate governance guidelines, and committee charters. Coordinating and overseeing due diligence activities. Securities support for mergers and acquisitions, strategic investments and other corporate transactions. Preparing for the annual shareholder meeting. Partnering with global cross-functional teams.
The candidate should have licensed and in good standing to practice law in any US jurisdiction. Must have 8+ years of general corporate and securities experience at a leading law firm or in-house. Experience drafting and reviewing Form 10-K, with familiarity of the new S-K rules is required. Strong knowledge of relevant practice areas is needed. Familiarity with Section 16 filings and stock administration, such as 10b6-1 is required.
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