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General Counsel Consulting

General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
began referring
highly qualified
candidates almost
immediately.

Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC

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Counsel Jobs > Senior Counsel, Corporate & Securities Job in New York > Senior Counsel, Corporate & Securities

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Senior Counsel, Corporate & Securities

Refer job# SWPR163852

Senior Counsel, Corporate & Securities The candidate will act as a trusted advisor to Executive team on all legislative and regulatory developments affecting the business. Lead drafting and filing of all securities and public reporting documentation; support all securities compliance matters, including working with finance and accounting teams to design and implement securities compliance processes. Advise on M&A transactions and other strategic initiatives. Collaborate with the legal and finance team on financing arrangements and other capital markets activities, board and corporate governance, and equity matters, including equity plans, capitalization, and compensation matters. Advise on board and investor matters, including review of press releases, investor presentations, investor and board communications and other related disclosure materials. Develop and maintain, and advise on, policies, procedures and controls to ensure corporate governance and securities compliance. Collaborate with legal and compliance team members to enhance legal operations and processes. Assist legal and compliance team members in other projects as needed, including product counseling and related research, marketing and promotional review and other matters. Manage day-to-day interactions with business partners, outside counsel, and other stakeholders The candidate should have 4-7 years of relevant law firm or in-house experience; a background working on public company securities law matters in the fintech / regulated consumer-facing financial services industries a plus. JD Degree from an accredited law school and license in good standing to practice law in the United States. Knowledge of securities laws and regulations; banking and consumer finance knowledge is a plus. Experience in providing legal counsel on capital markets transactions, public reporting obligations and corporate governance; prior work with technology companies preferred. Experience managing corporate transactional matters and advising finance and business teams. Comfortable in dynamic, fast-paced environments, with an entrepreneurial spirit and willingness to roll up your sleeves and do the work. Excellent problem solving and communication skills that allow you to make clear, pragmatic recommendations.

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