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Minneapolis office of our client seeks attorney with 2-5 years of experience. The candidate will join the Private Business Division. Active Minnesota ...

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Minnesota - Attorney III - Securities Regulatory Attorney
Refer job# R45G25920
 
Attorney III - Securities Regulatory Attorney
The candidate will provide legal support for monitoring and interpretation of securities and banking laws and regulations impacting the Wholesale and Wealth Management business units. Will monitor and analyze regulatory developments and initiatives affecting Bank's platform, and advising affected business lines as appropriate.

The candidate should have a J.D. degree from an accredited law school, strong academic credentials, and be admitted to at least one State Bar. Must have 5+ years of experience with strong knowledge of securities and certain banking laws, rules and regulations (including the Securities Acts, the Investment Advisers Act, trust laws, and municipal finance). Recent practical experience with Dodd Frank related rulemaking is also helpful.
 
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ID #DPOY135729

Minneapolis office of our client seeks corporate finance attorney with 2-5 years of experience. The candidate should have relevant experience in connection with securities law compliance and corporate...


 

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