Corporate Counsel, Securities and Compliance Counsel Jobs in California - 140508 | Submit Resume | General Counsel Consulting
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Melinda Burrows
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Energy Service Company
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Corporate Counsel, Securities and Compliance
Refer job# REOP140508
 
Corporate Counsel, Securities and Compliance The candidate will work closely with senior attorneys and high-level internal stakeholders, Have the opportunity to work on challenging and often cutting-edge legal issues that require creative and proactive legal advice and client support. Report to the Vice President, Legal, Compliance, and Government Relations. Provide legal support to the Company on a broad range of matters, including SEC and NASDAQ reporting and compliance, corporate transactions, ethics and compliance processes and programs, and subsidiary governance. Ensure the accurate and timely filing of annual, quarterly and current reports and proxy statements with the SEC, working closely with Finance. Oversee the filing of all Section 16 reports. Manage, in conjunction with other attorneys, domestic and international subsidiary governance. Ensure compliance with NASDAQ rules and regulations. Assist with SOX controls processes each fiscal quarter. Assist with the execution of debt and equity financings and M&A transactions. Manage the continuous improvement of standard forms. Support and advise internal business partners in finance, stock administration, executive compensation, communications, investor relations, human resources and tax. Assist with the ethics and compliance function, including developing and updating policies and training programs. Assist with activities relating to quarterly and annual earnings releases. Assist with the preparation of annual shareholder meetings. Coordinate with external counsel efficiently and cost-effectively; and Represent the company professionally, thoughtfully and with the highest standards of integrity. Should have deep knowledge of federal securities laws, particularly the Securities Exchange Act of 1934 and regulations, and corporate governance standards and trends. Previous experience in a law firm servicing public company clients or a corporate legal department of a publicly-traded company with primary responsibility for SEC reporting and stock exchange compliance is essential. Must be a member in good standing with the California Bar.
 
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