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In House Legal Job Listings

Legal Counsel, Corporate
Refer job# CAGB157069
Legal Counsel, Corporate The candidate will advise on securities law and related general corporate matters. Will be responsible for ensuring compliance with obligations under federal securities laws and Nasdaq rules and regulations, including preparation and filing of Forms 10-K, 10-Q, 8-K, proxy statements, and other SEC filings and reports. Support the annual stockholder meeting process, including preparing D&O questionnaires, coordinating proxy solicitor, transfer agent, and proxy mailing activities as well as meeting logistics. Support the Firms Office of the Corporate Secretary, including coordination, preparation and distribution of agendas, resolutions, consents, minutes, and other materials for Board of Directors and committee meetings, as well as assisting with director onboarding. Assist with investor matters, including review of announcements, press releases, investor presentations and other investor communications. Stay current on corporate governance trends and best practices and SEC and Nasdaq developments, including research or benchmarking projects. Assist with subsidiary maintenance for all domestic and international subsidiaries. Assist with ESG governance and reporting initiatives. Develop and maintain policies and procedures, and lead and assist with the corporate legal team's efforts in conducting periodic employee training on matters related to compliance and securities law, including insider trading, related party transactions, and Regulation FD. Develop and implement standardized templates and processes for repeatable transactions that will advance and scale Firms business. Work collaboratively and responsively with a broad range of colleagues across functions, ensuring good relationships between legal, finance, human resources and operations to facilitate a coordinated team approach. Pitch in on whatever legal work needs doing, whenever it needs to be done. Effectively manage outside counsel as needed.

The candidate should have a J.D. from a top-tier law school and good standing to practice law in the State of California. Must have 6-9 years of relevant experience at a law firm; experience at a publicly traded technology company preferred. In-depth knowledge of securities law is required. Must have significant experience advising clients on public company reporting and compliance matters, as well as corporate governance matters. Must have excellent written, communication, and interpersonal skills and the ability to connect with, and gain the respect of, stakeholders at all levels.

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