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Corporate Securities and Finance Counsel The candidate will primarily focus on ensuring compliance with SEC and NYSE rules and regulations, general corporate governance matters, and advising the corporate finance and tax departments on a wide range of matters. Will ensure compliance with SEC and NYSE rules and regulations, including the '33 and '34 Act (including by advising and preparing necessary materials relating to all public filings, including 10-Ks, 10-Qs, Proxy Statements, 8-Ks, Section 16 filings and Registration Statements). Advise on securities law issues, including with regard to corporate insider trading policy and Regulation FD. Advise on corporate governance matters and maintain corporate governance documents. Advise on corporate compensation matters, including with regard to equity and compensation programs. Monitor voting guidelines of proxy advisory firms and institutional investors. Provide oversight (including preparation of applicable documentation) of Rule 10b5-1 trading plans. Provide oversight of the subsidiary management function. Work with the finance group, including with regard to credit facilities. Work with the tax group, including with regard to reorganization transactions. Assist other members of the legal team and corporate management on a broad range of corporate legal matters as necessary. Must have a J.D. degree from an accredited law school with 6+ years of practical legal experience working on corporate securities and finance matters. Should preferably be a graduate of a top-tier law school. In-house experience is desired.
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This particular job is currently not active. However, since our
clients regularly share with us similar and other job openings, we strongly recommend that
you submit your resume. We shall review your resume and get in touch with you as soon as a
suitable vacancy comes up to further discuss your interest in exploring the opportunity.
Assisting you is our highest priority.
Please be assured that none of your materials will be forwarded to any employer
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