Corporate Counsel - Securities
The candidate will provide advice on securities laws to the company, for the preparation of SEC filings, stock plan administration, proxy statements, and related securities work. Significant responsibilities include partnering with the accounting and finance department on 1934 Act filings, disclosure controls and procedures, and assisting with the management of corporate governance programs. Provide advice on securities laws and corporate governance matters to the company. Prepare and file securities filings (Forms 10-K, 10-Q, 8-K, Form 4 and Section 16 filings), as well as the proxy statement and annual shareholder meeting materials for the company. Assist in developing and maintaining policies and procedures to ensure compliance with Sarbanes-Oxley, NASDAQ Regulations, SEC Regulations (e.g., Reg. FD and insider trading) and other regulations applicable to public companies. Assist the General Counsel and Director, Legal Affairs and Contracts with corporate governance matters, including preparation of materials for Board of Directors and committees. Provide legal support for executive compensation and stock plan administration activities.
The candidate should have a J.D. degree from an ABA accredited, top tier law school and excellent academics. Must have 4+ years of experience practicing securities and corporate governance with 3+ years of experience at a nationally recognized law firm. State Bar membership in one or more states is required. California State Bar membership is preferred.
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