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GCC
General Counsel
Consulting
provided
exceptional
service in helping
my organization
recruit for a hard
to fill position.
They did extensive
work on the front
end to understand
our needs and
our culture and
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immediately.
 
Melinda Burrows
Deputy General Counsel
- Litigation and
Compliance, Progress
Energy Service Company
LLC
 

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In House Legal Job Listings

YOUR WINDOW TO A WORLD OF OPPORTUNITIES
 
Welcome to the job listings section of General Counsel Consulting. We are constantly updating our jobs seven days a week. As a firm dedicated to in-house search and placement, our ability to forge strong relationships with top-rated companies around the world allows us to offer our candidates a breadth of opportunities we believe is unrivaled.
 
We are pleased that your assessment of options has led you to General Counsel Consulting, and we invite you to browse our website to learn more about our firm and the career opportunities we offer. If you would like to be considered for an in-house attorney position, feel free to submit your resume.
 
If you are an employer looking to hire an in-house counsel, please click here to contact us and submit your opening.
 
 

Associate Corporate Counsel

Englewood CO Associate Corporate Counsel Duties: Assisting more senior attorneys in drafting and negotiating a wide variety of complex wireless infrastructure and technology licensing contracts including software license agreements, master services agreements, and equipment development and supply agreements; Counseling wireless group on various legal issues; Working closely with business team to accomplish goals and strategic objectives; and Assisting with other responsibilities as needed.

Qualifications: Bachelor's degree from a four-year college or university. Admitted to practice law in at least one state. JD Degree from an ABA-accredited law school with a law school class rank in the top 25%. 3-5 years of experience drafting and negotiating a wide variety of complex agreements with a large national or regional law firm or leading corporation. Excellent communication, project management, organization and multi-tasking skills. A passion for both the in-house practice of law and the home entertainment industry. Energy, resourcefulness and a demonstrated desire to achieve.
Legal 3 - 5 Full-time 2020-09-24

General Counsel / Corporate Secretary

Phoenix AZ General Counsel / Corporate secretary The candidate will review problem situations and oversee related negotiations, litigation and insurance management. Draft, negotiate, and review all contracts, including transactional documents, client contracts, business partnerships, leases, vendor and license agreements, confidentiality agreements, consulting services agreements, and other contracts as required. Advise leaders of contracts status and updates as needed. Review and research laws and regulations affecting the organization. Identify risks and propose alternative actions to mitigate them while expanding the business. Provide general advice and direction to leadership; collaborate with Finance, Operations, Human Resources, and Compliance leaders to assure legal adherence and avoid operational issues. Manage company corporate records and intellectual property rights. Draft transactional documents associated with acquisitions. Other job duties as assigned. Should have Juris Doctorate degree accredited by the American Bar Association, required. Active member of the Arizona State Bar, preferred. Strong understanding of Construction Industry, preferred. Minimum of 5 years experience. Demonstrable maturity, professionalism and gravitas. Ability to work with others in a collaborative and solutions, focused manner to achieve objectives. Able to work to deadlines and adapt to rapidly changing conditions; ability to generate effective and pragmatic solutions to new situations and problems as they are presented. Ability to develop and implement legal strategies and solutions. Legal 5 - 0 Full-time 2020-09-23

Corporate Counsel, Insurance Regulatory / Compliance

Plantation FL Corporate Counsel, Insurance Regulatory / Compliance The candidate will proactively stay abreast of emerging areas of law in our industry, evaluate and mitigate risks, and provide legal advice to support the strategic direction of the company. Must have exceptional legal knowledge, judgment, work ethic and integrity, and ability to provide legal advice to support the strategic direction of the company and mitigate risk; Familiarity with insurance products (specifically, health, life and disability lines) and applicable state and federal laws and regulations, including NAIC model rules; Familiarity with insurance agent and producer licensing requirements and rules; Provide strategic thought, legal leadership, support and advice to the Company and its affiliates on a wide range of matters pertaining to insurance products, services and solutions; Ability to develop and implement solutions to eliminate, manage and mitigate risk to the Company; Ability to analyze and resolve complex legal matters and recommend changes to organizational policies and procedures; Ability to successfully partner with colleagues across the Company in a collaborative manner to deliver results and move important work through the organization; Sound judgment, decision making, and conflict resolution skills; Excellent communication (oral and written), presentation and interpersonal skills with demonstrated ability to convey complex issues to legal and non-legal professionals at all levels; and Ability to interact with sophisticated outside counsel to identify, evaluate and resolve complex legal questions and issues. Must have Juris Doctorate (JD) degree from an accredited law school. Member in good standing with at least one (1) state bar. Should have 5+ years of relevant (i.e., insurance regulatory) experience, including: Experience working as an outside counsel representing insurance distributors or carriers, or in-house counsel for an insurance distributor or carrier and/or Experience working with state and federal regulators. Legal 5 - 0 Full-time 2020-09-23

Vice President, Corporate Counsel, Retail Advice and Solutions

Minneapolis MN Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
Legal 7 - 0 Full-time 2020-09-23

Vice President, Corporate Counsel, Retail Advice and Solutions

Springfield IL Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
Legal 7 - 0 Full-time 2020-09-23

Vice President, Corporate Counsel, Retail Advice and Solutions

Hartford CT Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
Legal 7 - 0 Full-time 2020-09-23

Vice President, Corporate Counsel, Retail Advice and Solutions

Miami FL Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
Legal 7 - 0 Full-time 2020-09-23

Vice President, Corporate Counsel, Retail Advice And Solutions

Scottsdale AZ Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
Legal 7 - 0 Full-time 2020-09-23

Vice President, Corporate Counsel, Retail Advice And Solutions

Raleigh NC Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
Legal 7 - 0 Full-time 2020-09-23

Vice President, Corporate Counsel, Retail Advice And Solutions

Dallas TX Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
Legal 7 - 0 Full-time 2020-09-23
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Principal Counsel, Ethics
In-House,FINRA.
Location : Washington District of Columbia United States

The Ethics / Code of Conduct Office (the Ethics Office) is responsible for ensuring that FINRA executes its regulatory responsibilities in an ethical manner promoting confidence in FINRA?s independence. This attorney position is responsible for creat... + read more

sep 22, 2020


Legal Expert
In-House,Confidential
Location : Houston Texas United States

As a Legal Expert on JustAnswer, you can work anywhere, anytime answering legal questions from your computer or smartphone. Help people with their questions that you choose in any field of law.No signup fees, no limit on cash earnings. Join the large... + read more

sep 18, 2020


 1 2 3 4 5... 25 
 
Associate Corporate Counsel
Refer job# YCDH151894
 
Associate Corporate Counsel Duties: Assisting more senior attorneys in drafting and negotiating a wide variety of complex wireless infrastructure and technology licensing contracts including software license agreements, master services agreements, and equipment development and supply agreements; Counseling wireless group on various legal issues; Working closely with business team to accomplish goals and strategic objectives; and Assisting with other responsibilities as needed.

Qualifications: Bachelor's degree from a four-year college or university. Admitted to practice law in at least one state. JD Degree from an ABA-accredited law school with a law school class rank in the top 25%. 3-5 years of experience drafting and negotiating a wide variety of complex agreements with a large national or regional law firm or leading corporation. Excellent communication, project management, organization and multi-tasking skills. A passion for both the in-house practice of law and the home entertainment industry. Energy, resourcefulness and a demonstrated desire to achieve.
 
EMAIL TO COLLEAGUE  PERMALINK
 
General Counsel / Corporate Secretary
Refer job# GMLJ151867
 
General Counsel / Corporate secretary The candidate will review problem situations and oversee related negotiations, litigation and insurance management. Draft, negotiate, and review all contracts, including transactional documents, client contracts, business partnerships, leases, vendor and license agreements, confidentiality agreements, consulting services agreements, and other contracts as required. Advise leaders of contracts status and updates as needed. Review and research laws and regulations affecting the organization. Identify risks and propose alternative actions to mitigate them while expanding the business. Provide general advice and direction to leadership; collaborate with Finance, Operations, Human Resources, and Compliance leaders to assure legal adherence and avoid operational issues. Manage company corporate records and intellectual property rights. Draft transactional documents associated with acquisitions. Other job duties as assigned. Should have Juris Doctorate degree accredited by the American Bar Association, required. Active member of the Arizona State Bar, preferred. Strong understanding of Construction Industry, preferred. Minimum of 5 years experience. Demonstrable maturity, professionalism and gravitas. Ability to work with others in a collaborative and solutions, focused manner to achieve objectives. Able to work to deadlines and adapt to rapidly changing conditions; ability to generate effective and pragmatic solutions to new situations and problems as they are presented. Ability to develop and implement legal strategies and solutions.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Corporate Counsel, Insurance Regulatory / Compliance
Refer job# JRPG151882
 
Corporate Counsel, Insurance Regulatory / Compliance The candidate will proactively stay abreast of emerging areas of law in our industry, evaluate and mitigate risks, and provide legal advice to support the strategic direction of the company. Must have exceptional legal knowledge, judgment, work ethic and integrity, and ability to provide legal advice to support the strategic direction of the company and mitigate risk; Familiarity with insurance products (specifically, health, life and disability lines) and applicable state and federal laws and regulations, including NAIC model rules; Familiarity with insurance agent and producer licensing requirements and rules; Provide strategic thought, legal leadership, support and advice to the Company and its affiliates on a wide range of matters pertaining to insurance products, services and solutions; Ability to develop and implement solutions to eliminate, manage and mitigate risk to the Company; Ability to analyze and resolve complex legal matters and recommend changes to organizational policies and procedures; Ability to successfully partner with colleagues across the Company in a collaborative manner to deliver results and move important work through the organization; Sound judgment, decision making, and conflict resolution skills; Excellent communication (oral and written), presentation and interpersonal skills with demonstrated ability to convey complex issues to legal and non-legal professionals at all levels; and Ability to interact with sophisticated outside counsel to identify, evaluate and resolve complex legal questions and issues. Must have Juris Doctorate (JD) degree from an accredited law school. Member in good standing with at least one (1) state bar. Should have 5+ years of relevant (i.e., insurance regulatory) experience, including: Experience working as an outside counsel representing insurance distributors or carriers, or in-house counsel for an insurance distributor or carrier and/or Experience working with state and federal regulators.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 
Vice President, Corporate Counsel, Retail Advice and Solutions
Refer job# KCVL151883
 
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Vice President, Corporate Counsel, Retail Advice and Solutions
Refer job# GGJA151884
 
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Vice President, Corporate Counsel, Retail Advice and Solutions
Refer job# ZVQM151885
 
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 
Vice President, Corporate Counsel, Retail Advice and Solutions
Refer job# CCAO151886
 
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Vice President, Corporate Counsel, Retail Advice And Solutions
Refer job# UEOT151887
 
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
 
EMAIL TO COLLEAGUE  PERMALINK
 
Vice President, Corporate Counsel, Retail Advice And Solutions
Refer job# AJIR151888
 
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
 
EMAIL TO COLLEAGUE  PERMALINK
 
 
Vice President, Corporate Counsel, Retail Advice And Solutions
Refer job# JQDT151889
 
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of issues related to investment advisory business. Providing strategic advice to the business on new initiatives. Interacting with senior business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on investments, variable annuities, and insurance. Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations. Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products. Keeping senior management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.

The candidate should have JD degree from an accredited law school and be admitted to practice law in their state of residence. Must have 7+ years of investment advisory, insurance and securities law experience. Must have exceptional working knowledge of investment advisory products, laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities. Ability to accurately assess legal and regulatory risks is required. Must have exemplary analytical, practical problem solving, oral and written communication skills. Strong public speaking skills needed.
 
EMAIL TO COLLEAGUE  PERMALINK
 

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